Arbitration

"100% Principal Protection" Structured Notes Worth 9 Cents per Dollar

UBS Financial Services is defending itself from claims that its sales of structured products involved unfair sales practices, inadequate supervision, and recommendation of unsuitable investments. The claims involve the sale of structured products that were pitched as investment products that provide both the possibility of growth and principal protection. In other words, make money when the market rises but no losses when the market falls. Securities firms sold $120 billion of these structured...

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